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Published： 2018-9 ，
Accepted： 8 February 2018
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刘浩, 张峥男, 曹林. 2018. 机载激光雷达森林垂直结构剖面参数的沿海平原人工林林分特征反演. 遥感学报, 22(5): 872–888
Liu H, Zhang Z N and Cao L. 2018. Estimating forest stand characteristics in a coastal plain forest plantation based on vertical structure profile parameters derived from ALS data. Journal of Remote Sensing, 22(5): 872–888
中国是世界上人工林面积最大的国家，实时、定量、精确地获取人工林林分特征对于人工林资源监测、管理以及全球碳循环具有重要意义。以北亚热带沿海平原人工林为研究对象，借助机载激光雷达LiDAR(Light Detection And Ranging)点云数据并结合地面实测的55个样地来反演人工林林分特征。首先，构建冠层高度分布剖面CHD(Canopy Height Distribution)和枝叶剖面FP(Foliage Profile)；然后，通过Weibull函数分别对CHD和FP进行拟合并提取Weibull参数作为特征变量(第1组)；同时，还直接基于点云提取了LiDAR高度变量HRM(Height-Related Metrics)和冠层密度变量DRM(Density-Related Metrics) (第2组)；最后，结合地面实测数据和两组特征变量构建了多元回归模型用于预测各林分特征(即林分密度、平均胸径、胸高断面积、Lorey’s树高、蓄积量和地上生物量)。结果表明：(1)与只使用基于点云的特征变量(即第2组)相比，结合点云特征变量(第2组)和冠层垂直结构剖面特征变量(第1组)的各林分特征预测精度均有所提升(ΔAdjusted
R
2
=0—0.13
Δ
r
RMSE=0.08—3.65%)；(2)对各林分特征预测的结果中，Lorey’s树高(Adjusted
R
2
=0.85
r
RMSE=7.66%)和蓄积量(Adjusted
R
2
=0.84
r
RMSE=14.27%)的预测精度最高，地上生物量(Adjusted
R
2
=0.78
r
RMSE=14.15%)、胸高断面积(Adjusted
R
2
=0.73
r
RMSE=14.70%)和平均胸径(Adjusted
R
2
=0.64
r
RMSE=15.05%)次之，林分密度(Adjusted
R
2
=0.58
r
RMSE=26.16%)的预测精度最低；(3)Weibull函数较准确地反映了亚热带人工林垂直冠层结构，可以有效提高林分特征反演精度。
China is a country with the largest plantation area in the world. Timely
quantitatively
and accurately acquiring planted forest stand characteristics is the key to monitoring and managing forest plantation
which contributes to the global carbon cycle. This study was conducted at a north subtropical coastal plain forest plantation to estimate forest stand characteristics using light detection and ranging (LiDAR) point clouds combined with 55 field-measured data. First
Canopy Height Distribution (CHD) and Foliage Profile (FP) were extracted and used to obtain Weibull parameters by fitting a Weibull density function to the profiles (Suite 1). Second
Height-Related Metrics (HRM) and Density-Related Metrics (DRM) (Suite 2) were directly extracted from the LiDAR point clouds. Finally
multiple regression models were constructed to predict the stand characteristics (i.e.
stand density
diameter of breast height (DBH)
basal area
Lorey’s tree height
volume
and aboveground biomass) on the basis of the field-measured data and two suites of metrics. Results showed that (1) the accuracies of the forest stand characteristics that use point cloud (Suite 2) and canopy vertical profile metrics simultaneously (Suite 1) were relatively higher than that only using point cloud metrics (Suite 2) (
Δ
Adjusted
R
2
=0—0.13
Δr
RMSE=0.08%—3.65%). (2) For all the forest stand characteristic estimations
the models of Lorey’s tree height (Adjusted
R
2
=0.85
r
RMSE=7.66%) and volume (Adjusted
R
2
=0.84
r
RMSE=14.27%) demonstrated the highest accuracies
followed by the aboveground biomass (Adjusted
R
2
=0.78
r
RMSE=14.15%)
basal area (Adjusted
R
2
=0.73
r
RMSE=14.70%)
and mean DBH (Adjusted
R
2
=0.64
r
RMSE=15.05%). Stand density exhibited the lowest accuracies (Adjusted
R
2
=0.58
r
RMSE=26.16%). (3) The Weibull function was appropriate for describing the vertical stand canopy structure of planted forests. The Weibull metrics can be favorable in effectively improving the estimation accuracy of the forest stand characteristics. This study provided an effective approach in estimating the forest stand characteristics that use the LiDAR point clouds by combining vertical profile and point cloud metrics. This study also proved that the vertical profile metrics can help in increasing the accuracy of the predictive models and provide the mechanism for interpreting the forest stand vertical structure.
激光雷达冠层垂直结构剖面Weibull枝叶剖面点云特征变量
LiDARcanopy vertical structure profilesWeibullfoliage profilepoint clouds metrics
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